Lam, Franco Kwok Kei 林國基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2006-05-16 | 2010-11-12 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2011-01-03 | 2012-12-15 |
| 3 | FITCH (HONG KONG) LIMITED | Rep | Credit rating services | 2019-08-28 | |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-08-04 | 2006-04-29 |
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