Zhang, Ye (SFC:AOS487) 張曄
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Frontier Hong Kong Limited | RO | Advising on securities | 2017-10-19 | RO | Asset management | 2017-10-19 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-10-18 | 2012-05-05 | Rep | Advising on securities | 2010-10-18 | 2012-05-05 | Rep | Dealing in securities | 2010-10-18 | 2012-05-05 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-03-23 | 2009-03-31 | Rep | Dealing in securities | 2010-04-07 | 2010-09-04 |
| 4 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-08-20 | 2010-09-04 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-23 | 2009-03-31 | Rep | Dealing in futures contracts | 2010-04-07 | 2010-08-20 |
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