Tang, Kai Chung (SFC:AQA983) 鄧啟聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CSC FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-05-26 | 2011-08-12 |
| 2 | CSC SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2010-05-26 | 2011-08-12 |
| 3 | FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-01-12 | 2018-03-07 | Rep | Dealing in securities | 2018-01-12 | 2018-03-07 | RO | Dealing in futures contracts | 2018-03-07 | 2018-12-02 | RO | Dealing in securities | 2018-03-07 | 2018-12-02 |
| 4 | Huarong International Securities Limited | Rep | Dealing in securities | 2007-11-28 | 2010-05-24 | Rep | Dealing in futures contracts | 2008-07-30 | 2010-05-24 |
| 5 | JMC Capital HK Limited | RO | Advising on securities | 2019-02-04 | 2022-05-31 | RO | Asset management | 2019-02-04 | 2022-05-31 | RO | Dealing in securities | 2019-02-04 | 2022-05-31 |
| 6 | JMC Capital International Limited | RO | Advising on futures contracts | 2019-01-31 | 2022-05-31 | RO | Dealing in futures contracts | 2019-01-31 | 2022-05-31 | RO | Advising on securities | 2020-12-21 | 2022-05-31 | RO | Dealing in securities | 2020-12-21 | 2022-05-31 |
| 7 | Meta Futures Limited | Rep | Advising on futures contracts | 2023-04-14 | 2023-07-25 | Rep | Dealing in futures contracts | 2023-04-14 | 2023-07-25 | RO | Advising on futures contracts | 2023-07-25 | RO | Dealing in futures contracts | 2023-07-25 |
| 8 | Metaverse Securities Limited (HK) | Rep | Advising on securities | 2023-04-14 | 2023-07-25 | Rep | Asset management | 2023-04-14 | 2023-07-25 | Rep | Dealing in securities | 2023-04-14 | 2023-07-25 | RO | Advising on securities | 2023-07-25 | RO | Asset management | 2023-07-25 | RO | Dealing in securities | 2023-07-25 |
| 9 | Rifa Futures Limited | Rep | Dealing in futures contracts | 2011-08-26 | 2011-12-19 | Rep | Dealing in futures contracts | 2013-04-05 | 2017-03-22 | RO | Dealing in futures contracts | 2017-03-22 | 2017-11-30 |
| 10 | Rifa Securities Limited | Rep | Dealing in securities | 2011-08-26 | 2011-12-19 | Rep | Dealing in securities | 2013-04-05 | 2014-11-26 | RO | Dealing in securities | 2014-11-26 | 2017-11-30 |
| 11 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-12-30 | 2013-03-27 | Rep | Dealing in securities | 2011-12-30 | 2013-03-27 |
| 12 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-26 | 2013-03-27 | Rep | Dealing in securities | 2012-06-26 | 2013-03-27 |
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