Kwok, Huay Yi 郭蕙儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2014-07-21 | 2015-01-14 | Rep | Advising on securities | 2014-07-21 | 2015-01-14 | Rep | Dealing in securities | 2014-07-21 | 2015-01-14 |
| 2 | CHIEF FINANCIAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-05-28 | 2014-06-24 |
| 3 | CHIEF SECURITIES LIMITED | Rep | Advising on securities | 2013-05-28 | 2014-06-24 | Rep | Dealing in securities | 2013-05-28 | 2014-06-24 |
| 4 | Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | 2011-08-04 | 2012-08-22 | Rep | Dealing in securities | 2011-08-04 | 2012-08-22 |
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