Harris, Stephen Paul (1953)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | RO | Advising on corporate finance | 2004-01-08 | RO | Asset management | 2004-01-08 | RO | Advising on securities | 2005-08-12 | RO | Dealing in securities | 2005-08-12 |
| 2 | DWS Investments Hong Kong Limited | RO | Advising on securities | 2005-06-10 | 2014-06-10 | RO | Dealing in securities | 2005-06-10 | 2014-06-10 | RO | Asset management | 2005-08-12 | 2014-06-10 |
| 3 | RREEF China REIT Management Limited | RO | Asset management | 2012-09-14 | 2015-09-30 |
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