Li, Shu Chuan 李淑娟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GLOBAL INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2009-02-12 | 2011-12-12 | Rep | Asset management | 2009-02-12 | 2011-12-12 | Rep | Dealing in securities | 2011-07-18 | 2011-12-12 |
| 2 | Lion Global Financial Limited | Rep | Advising on securities | 2004-12-13 | 2009-01-19 | Rep | Asset management | 2007-10-11 | 2009-01-19 |
| 3 | WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2004-01-06 | 2004-12-09 |
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