Choy, Wai Kin 蔡偉堅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Evergrande Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-06-04 | 2011-10-26 | Rep | Advising on futures contracts | 2008-07-29 | 2011-10-26 |
| 2 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-06-04 | 2011-10-26 | Rep | Advising on securities | 2008-07-29 | 2011-10-26 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-06-27 | 2008-06-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-06-27 | 2008-06-01 |
| 5 | Quam Securities Limited | Rep | Dealing in futures contracts | 2012-02-27 | 2018-02-09 | Rep | Dealing in securities | 2012-02-27 | 2018-02-09 |
| 6 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2011-11-02 | 2012-02-19 |
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