Tam, Kelly Kai Yi 譚啟兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BCT Financial Limited | Rep | Advising on securities | 2013-05-06 | 2013-06-24 | Rep | Dealing in securities | 2013-05-06 | 2013-06-24 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2011-10-06 | 2013-04-22 |
| 3 | FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-04-24 | 2017-05-11 |
| 4 | FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-12 | 2017-05-11 |
| 5 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-01-16 | |
| 6 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2020-12-16 | |
| 7 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-01-16 | |
| 8 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-06-02 | 2011-10-03 |
| 9 | OnePlatform Securities Limited | Rep | Dealing in securities | 2017-10-20 | 2017-12-30 |
| 10 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2017-06-01 | 2017-09-30 |
| 11 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2017-06-01 | 2017-09-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy