Chan, Yik Lun 陳奕倫
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anuenue Securities Limited | Rep | Dealing in securities | 2008-08-18 | 2010-08-27 |
| 2 | Beevest Fortune Asset Management Limited | Rep | Advising on securities | 2024-02-22 | 2024-03-08 | Rep | Asset management | 2024-02-22 | 2024-03-08 | RO | Advising on securities | 2024-03-08 | RO | Asset management | 2024-03-08 |
| 3 | Beevest Securities Limited | Rep | Advising on securities | 2024-02-22 | 2024-03-08 | Rep | Dealing in futures contracts | 2024-02-22 | 2024-03-08 | Rep | Dealing in securities | 2024-02-22 | 2024-03-08 | RO | Advising on securities | 2024-03-08 | RO | Dealing in futures contracts | 2024-03-08 | RO | Dealing in securities | 2024-03-08 |
| 4 | CES Capital International (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2013-01-30 | 2016-01-07 | Rep | Dealing in securities | 2013-01-30 | 2016-01-07 | Rep | Leveraged foreign exchange trading | 2013-08-06 | 2016-01-07 |
| 5 | China Sunrise Asset Management Limited | Rep | Asset management | 2018-11-13 | 2019-09-24 |
| 6 | China Sunrise Securities (International) Limited | Rep | Dealing in securities | 2018-11-13 | 2019-03-27 | RO | Advising on securities | 2019-03-27 | 2019-09-24 | RO | Dealing in securities | 2019-03-27 | 2019-09-24 |
| 7 | DAKIN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-07-31 | 2018-11-01 |
| 8 | DAKIN SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-12-15 | 2018-01-16 | Rep | Dealing in securities | 2017-12-15 | 2018-01-16 | RO | Dealing in futures contracts | 2018-01-16 | 2018-11-01 | RO | Dealing in securities | 2018-01-16 | 2018-11-01 |
| 9 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-03-10 | 2011-04-27 |
| 10 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2011-03-31 | 2011-04-27 |
| 11 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2012-09-25 | 2012-10-12 | Rep | Dealing in securities | 2012-09-25 | 2012-10-12 |
| 12 | Hope Securities Limited (HK) | RO | Advising on futures contracts | 2021-08-25 | 2021-12-31 | RO | Advising on securities | 2021-08-25 | 2021-12-31 | RO | Asset management | 2021-08-25 | 2021-12-31 | RO | Dealing in futures contracts | 2021-08-25 | 2021-12-31 | RO | Dealing in securities | 2021-08-25 | 2021-12-31 |
| 13 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-12 | 2012-09-11 | Rep | Dealing in securities | 2011-05-12 | 2012-09-11 |
| 14 | MAGIC COMPASS SECURITIES LIMITED | RO | Advising on securities | 2022-09-15 | 2023-11-14 | RO | Asset management | 2022-09-15 | 2023-11-14 | RO | Dealing in futures contracts | 2022-09-15 | 2023-11-14 | RO | Dealing in securities | 2022-09-15 | 2023-11-14 | RO | Leveraged foreign exchange trading | 2022-09-15 | 2023-11-14 |
| 15 | Midas Securities Limited | RO | Advising on securities | 2021-02-18 | 2021-08-01 | RO | Asset management | 2021-02-18 | 2021-08-01 | RO | Dealing in futures contracts | 2021-02-18 | 2021-08-01 | RO | Dealing in securities | 2021-02-18 | 2021-08-01 |
| 16 | Open Securities Limited | Rep | Dealing in futures contracts | 2016-01-13 | 2016-06-06 | Rep | Dealing in securities | 2016-01-13 | 2016-06-06 | RO | Dealing in futures contracts | 2016-06-06 | 2017-11-16 | RO | Dealing in securities | 2016-06-06 | 2017-11-16 | Rep | Advising on securities | 2017-05-04 | 2017-11-16 |
| 17 | Red South Investment Management Limited | Rep | Advising on securities | 2019-09-25 | 2019-10-14 | Rep | Asset management | 2019-09-25 | 2019-10-14 | RO | Advising on securities | 2019-10-14 | 2020-10-19 | RO | Asset management | 2019-10-14 | 2020-10-19 |
| 18 | SGI Capital Asset Management Limited | RO | Advising on securities | 2022-07-14 | 2022-07-24 | RO | Asset management | 2022-07-14 | 2022-07-24 |
| 19 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2010-09-07 | 2011-02-28 |
| 20 | Sino Linear Investment Management Limited | RO | Asset management | 2023-11-16 | 2024-02-18 |
| 21 | Taiping Securities (HK) Co Limited | Rep | Dealing in securities | 2007-04-13 | 2008-08-16 |
| 22 | ZH SECURITIES LIMITED | RO | Advising on securities | 2022-01-03 | 2022-07-06 | RO | Asset management | 2022-01-03 | 2022-07-06 | RO | Dealing in securities | 2022-01-03 | 2022-07-06 |
| 23 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-31 | 2013-01-08 |
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