Kim, Joel
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2011-11-28 | 2014-12-31 | Rep | Asset management | 2011-11-28 | 2014-12-31 | Rep | Dealing in securities | 2011-11-28 | 2014-12-31 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2012-11-28 | 2016-05-13 | Rep | Asset management | 2012-11-28 | 2016-05-13 | Rep | Dealing in securities | 2012-11-28 | 2016-05-13 |
| 3 | Dimensional Hong Kong Limited | Rep | Dealing in securities | 2019-08-30 | 2019-09-06 |
| 4 | FWD Life Insurance Company (Bermuda) Limited | Rep | Advising on securities | 2004-10-05 | 2011-10-14 | Rep | Asset management | 2004-10-05 | 2011-10-14 |
| 5 | Goldman Sachs Investment Management Hong Kong Limited | Rep | Advising on securities | 2003-06-10 | 2011-10-14 | Rep | Asset management | 2004-01-05 | 2010-02-24 | Rep | Dealing in securities | 2004-01-05 | 2011-10-14 | RO | Asset management | 2010-02-24 | 2011-10-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy