Tsui, Ching Wan 徐青雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND CARTEL HONG KONG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-11-03 | 2017-11-08 | RO | Asset management | 2017-11-08 | 2018-03-29 |
| 2 | Grand Cartel Securities Company Limited | Rep | Dealing in securities | 2017-11-03 | 2017-11-08 | RO | Dealing in securities | 2017-11-08 | 2018-03-29 |
| 3 | INFINITY ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-03-11 | Rep | Asset management | 2021-03-11 |
| 4 | JK Capital Management Limited | Rep | Asset management | 2011-01-31 | 2014-05-21 | RO | Advising on securities | 2014-05-21 | 2017-02-27 | RO | Asset management | 2014-05-21 | 2017-02-27 | RO | Dealing in securities | 2015-12-01 | 2017-02-27 |
| 5 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2007-07-12 | 2008-02-02 |
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