Kwok, Chun Kong 郭振江
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-10-02 | 2019-03-04 |
| 2 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-02 | 2019-03-04 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-05-29 | 2017-10-02 | Rep | Advising on securities | 2010-12-23 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2018-07-20 | Rep | Dealing in securities | 2017-10-03 | 2018-07-20 |
| 4 | KGI Asset Management Limited | Rep | Asset management | 2018-04-20 | 2018-07-20 |
| 5 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-07-04 | 2018-07-20 |
| 6 | KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-29 | 2017-10-02 |
| 7 | MAGIC COMPASS ASSET MANAGEMENT LIMITED | Rep | Asset management | 2021-02-02 | 2021-04-15 | RO | Asset management | 2021-04-15 | 2024-02-26 |
| 8 | MAGIC COMPASS FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-04-15 | 2021-11-30 | RO | Advising on futures contracts | 2021-11-30 | 2024-02-26 | RO | Dealing in futures contracts | 2021-11-30 | 2024-02-26 |
| 9 | Prime Cdex Securities Limited | Rep | Advising on securities | 2021-02-02 | 2021-04-15 | Rep | Dealing in securities | 2021-02-02 | 2021-04-15 | RO | Advising on securities | 2021-04-15 | 2024-02-26 | RO | Dealing in securities | 2021-04-15 | 2024-02-26 |
| 10 | TAI SHING STOCK INVESTMENT CO. LIMITED | Rep | Dealing in securities | 2007-09-05 | 2008-05-26 |
| 11 | Xin Tian Dou Asset Management Limited | RO | Advising on securities | 2020-06-15 | 2021-01-08 | RO | Asset management | 2020-06-15 | 2021-01-08 | RO | Dealing in securities | 2020-06-15 | 2021-01-08 |
| 12 | ZHONGHUI INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2024-03-15 |
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