Wong, Kin Pong (SFC:AJN217) 黃建邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-19 | 2016-06-30 | Rep | Dealing in securities | 2016-07-01 | 2020-12-22 |
| 2 | CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-19 | 2020-12-22 |
| 3 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-08-19 | 2016-06-30 |
| 4 | GOING INTERNATIONAL (HK) FINANCIAL GROUP LIMITED | RO | Advising on futures contracts | 2020-12-30 | RO | Dealing in futures contracts | 2020-12-30 | RO | Dealing in securities | 2022-06-30 | Rep | Asset management | 2023-10-06 | RO | Advising on securities | 2023-10-06 |
| 5 | KGI ASIA LIMITED | Rep | Dealing in securities | 2008-08-05 | 2013-03-09 |
| 6 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-05 | 2013-03-09 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2004-03-16 | 2004-11-10 | Rep | Dealing in futures contracts | 2004-03-16 | 2008-07-19 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-03-16 | 2008-07-19 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2013-04-09 | 2014-05-09 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2013-04-09 | 2014-05-09 |
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