Chow, Yiu Sze 周耀時
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GREAT BAY SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-07-30 | Rep | Advising on securities | 2003-07-30 | Rep | Asset management | 2003-07-30 | Rep | Dealing in securities | 2005-04-30 |
| 2 | KARL-THOMSON COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-10-25 | 2010-09-08 |
| 3 | KARL-THOMSON SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2006-10-25 | 2010-09-08 | Rep | Asset management | 2006-12-20 | 2010-09-08 |
| 4 | MIB FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-09-27 | 2021-12-24 |
| 5 | MIB SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-09-27 | 2021-12-24 |
| 6 | UPBEST COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2006-09-11 | 2006-10-10 |
| 7 | UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2005-05-06 | 2005-11-12 | Rep | Dealing in securities | 2006-09-11 | 2006-10-10 |
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