Barlow, Michele Anne
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2003-10-22 | 2005-04-22 | Rep | Dealing in securities | 2005-04-22 | 2014-04-22 | Rep | Advising on securities | 2010-04-08 | 2014-04-22 | RO | Advising on securities | 2014-04-22 | 2016-06-30 | RO | Dealing in securities | 2014-04-22 | 2016-06-30 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-06 | 2016-06-30 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-05 | 2010-09-06 |
| 4 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Dealing in securities | 2018-05-29 | 2020-08-10 | Rep | Advising on futures contracts | 2018-05-29 | 2022-08-30 | Rep | Advising on securities | 2018-05-29 | 2022-08-30 | Rep | Asset management | 2018-05-29 | 2022-08-30 | RO | Advising on futures contracts | 2022-08-30 | RO | Advising on securities | 2022-08-30 | RO | Asset management | 2022-08-30 |
| 5 | STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED | RO | Advising on securities | 2023-05-22 | RO | Asset management | 2023-05-22 |
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