Boseley, Richard Peter Alexander
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-07-24 | Rep | Advising on securities | 2004-07-24 | Rep | Asset management | 2004-07-24 | Rep | Automated trading services | 2004-07-24 | Rep | Dealing in securities | 2004-07-24 | Rep | Dealing in securities | 2009-04-06 | 2013-06-05 | RO | Dealing in securities | 2013-06-05 | 2018-12-19 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2009-04-06 | 2013-06-05 | Rep | Dealing in futures contracts | 2010-08-20 | 2013-06-05 | RO | Dealing in futures contracts | 2013-06-05 | 2019-02-25 | RO | Dealing in securities | 2013-06-05 | 2019-02-25 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-04-06 | 2010-08-20 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy