Chan, Shirley Chui Yee 陳翠儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-06-13 | 2013-08-10 | Rep | Advising on securities | 2011-06-13 | 2013-08-10 | Rep | Dealing in securities | 2011-06-13 | 2013-08-10 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-06-13 | 2013-08-10 | Rep | Advising on securities | 2011-06-13 | 2013-08-10 | Rep | Dealing in securities | 2011-06-13 | 2013-08-10 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2004-06-25 | 2006-07-17 | Rep | Advising on corporate finance | 2006-07-24 | 2007-06-28 | Rep | Dealing in securities | 2006-07-24 | 2007-06-28 |
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