Chan, Kai (SFC:APK203) 陳佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-08-14 | 2012-03-01 | Rep | Advising on securities | 2011-11-18 | 2012-03-01 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2010-09-08 | 2012-03-01 |
| 3 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-22 | 2010-09-08 |
| 4 | RBC INVESTMENT SERVICES (ASIA) LIMITED | Rep | Advising on futures contracts | 2015-05-06 | 2015-10-22 | Rep | Advising on securities | 2015-05-06 | 2015-10-22 | Rep | Dealing in futures contracts | 2015-05-06 | 2015-10-22 | Rep | Dealing in securities | 2015-05-06 | 2015-10-22 |
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