Chen, Xuehua (SFC:AMZ173) 陳雪花
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2020-04-09 | 2022-12-05 | Rep | Dealing in securities | 2020-04-09 | 2022-12-05 | RO | Advising on corporate finance | 2022-12-05 | 2024-04-22 | RO | Dealing in securities | 2022-12-05 | 2024-04-22 |
| 2 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2013-11-07 | 2014-08-07 |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2006-02-01 | 2009-03-31 | Rep | Dealing in securities | 2006-02-01 | 2010-05-31 |
| 4 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2006-02-01 | 2009-03-31 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2010-07-05 | 2013-07-17 | Rep | Advising on securities | 2010-07-05 | 2013-07-17 | Rep | Dealing in securities | 2010-07-05 | 2013-07-17 |
| 6 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2010-07-05 | 2013-07-17 | Rep | Advising on securities | 2010-07-05 | 2013-07-17 | Rep | Dealing in securities | 2010-07-05 | 2013-07-17 |
| 7 | Morgan Stanley Asia Limited | Rep | Advising on corporate finance | 2014-11-06 | 2020-03-09 | Rep | Dealing in securities | 2014-11-06 | 2020-03-09 |
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