Li, Yan (SFC:ANQ250) 李妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-09-13 | 2007-12-19 | Rep | Advising on corporate finance | 2007-10-09 | 2007-12-19 | Rep | Advising on securities | 2007-10-09 | 2007-12-19 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-04-20 | 2014-03-15 |
| 3 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-04-20 | 2014-03-15 | Rep | Dealing in futures contracts | 2010-09-06 | 2014-03-15 |
| 4 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-16 | 2010-09-06 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2006-08-16 | 2007-08-20 |
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