Su, Alice Jia 蘇佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2017-11-24 | 2019-08-23 | Rep | Advising on securities | 2017-11-24 | 2019-08-23 | Rep | Dealing in securities | 2017-11-24 | 2019-08-23 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2009-08-24 | 2015-08-25 | Rep | Advising on securities | 2009-08-24 | 2015-08-25 | Rep | Dealing in securities | 2009-08-24 | 2015-08-25 | RO | Advising on corporate finance | 2015-08-25 | 2016-09-28 | RO | Advising on securities | 2015-08-25 | 2016-09-28 | RO | Dealing in securities | 2015-08-25 | 2016-09-28 |
| 3 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2009-08-24 | 2015-08-25 | Rep | Advising on securities | 2009-08-24 | 2015-08-25 | Rep | Dealing in securities | 2009-08-24 | 2015-08-25 | RO | Advising on corporate finance | 2015-08-25 | 2016-09-28 | RO | Advising on securities | 2015-08-25 | 2016-09-28 | RO | Dealing in securities | 2015-08-25 | 2016-09-28 |
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