Zhou, Yang (SFC:AXR369) 周揚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2011-08-08 | 2012-01-10 | Rep | Advising on securities | 2011-08-08 | 2012-01-10 | Rep | Dealing in securities | 2011-08-08 | 2012-01-10 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2011-08-08 | 2012-01-10 | Rep | Advising on securities | 2011-08-08 | 2012-01-10 | Rep | Dealing in securities | 2011-08-08 | 2012-01-10 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2015-03-30 | Rep | Advising on securities | 2015-03-30 | Rep | Dealing in securities | 2015-03-30 |
| 4 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-06-19 | 2015-01-08 | Rep | Advising on securities | 2014-06-19 | 2015-01-08 | Rep | Dealing in securities | 2014-06-19 | 2015-01-08 |
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