Liu, Manly Man Lai 廖文禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on securities | 2015-01-22 | 2015-03-20 | Rep | Dealing in futures contracts | 2015-01-22 | 2015-03-20 | Rep | Dealing in securities | 2015-01-22 | 2015-03-20 | Rep | Leveraged foreign exchange trading | 2015-01-22 | 2015-03-20 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2003-04-29 | Rep | Advising on securities | 2003-12-17 | Rep | Dealing in securities | 2003-12-17 | RO | Advising on futures contracts | 2004-07-05 | RO | Asset management | 2004-07-05 | RO | Advising on securities | 2003-12-17 | 2004-07-05 | RO | Dealing in securities | 2003-12-17 | 2004-07-05 |
| 3 | Enhanced Investment Management Limited | Rep | Asset management | 2014-08-19 | 2015-01-09 |
| 4 | Kingbridge Capital Asset Management Limited | RO | Advising on securities | 2019-11-22 | RO | Asset management | 2019-11-22 |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Advising on securities | 2019-03-25 | 2019-10-17 | Rep | Asset management | 2019-03-25 | 2019-10-17 | Rep | Dealing in securities | 2019-04-15 | 2019-10-17 |
| 6 | MFG Limited (HK) | RO | Asset management | 2006-07-17 | 2007-08-31 |
| 7 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2010-01-20 | 2012-05-14 | Rep | Asset management | 2010-03-15 | 2012-05-14 |
| 8 | Morgan Stanley Hong Kong Futures Limited | Rep | Dealing in futures contracts | 2010-03-15 | 2010-12-06 |
| 9 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2010-12-06 | 2012-05-14 |
| 10 | Phoenix Capital (International) Limited | RO | Advising on securities | 2016-11-29 | 2019-01-25 | RO | Asset management | 2016-11-29 | 2019-01-25 |
| 11 | Sinostar Asset Management Limited | Rep | Asset management | 2015-12-09 | 2016-11-21 |
| 12 | Vision Capital Investment Management Limited | RO | Advising on futures contracts | 2003-12-17 | 2004-07-05 | RO | Advising on securities | 2003-12-17 | 2004-07-05 | RO | Asset management | 2003-12-17 | 2004-07-05 | RO | Dealing in securities | 2003-12-17 | 2004-07-05 |
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