Chen, Jianping (SFC:AUV177) 陳建萍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Advising on securities | 2013-08-05 | 2016-01-21 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-11-06 | 2022-09-27 |
| 3 | Fountainhead Partners Company Limited | Rep | Advising on securities | 2022-10-28 | Rep | Asset management | 2022-11-04 | Rep | Dealing in securities | 2022-11-04 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2016-06-03 | 2017-03-24 |
| 5 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2016-03-07 | 2016-05-19 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2017-05-24 | 2017-07-28 | Rep | Dealing in securities | 2017-05-24 | 2017-07-28 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2010-03-03 | 2013-06-18 |
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