Huang, Xiaobo (SFC:ALZ455) 黃小波
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2005-05-12 | 2006-06-22 |
| 2 | BOOMING ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-01-20 | 2021-04-27 | Rep | Asset management | 2021-01-20 | 2021-04-27 | RO | Advising on securities | 2021-04-27 | 2023-09-12 | RO | Asset management | 2021-04-27 | 2023-09-12 |
| 3 | Greatwalle (International) Asset Management Co., Limited | RO | Advising on securities | 2020-06-11 | 2020-11-21 | RO | Asset management | 2020-06-11 | 2020-11-21 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-08-26 | 2016-06-08 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-08-26 | 2016-06-08 |
| 6 | INNOVATION ASSET MANAGEMENT CO., LIMITED | RO | Advising on securities | 2017-06-08 | 2018-07-17 | RO | Asset management | 2017-06-08 | 2018-07-17 | Rep | Advising on securities | 2023-10-09 | 2023-11-29 | Rep | Asset management | 2023-10-09 | 2023-11-29 | RO | Advising on securities | 2023-11-29 | RO | Asset management | 2023-11-29 |
| 7 | INNOVATION SECURITIES CO., LIMITED | Rep | Dealing in securities | 2016-07-04 | 2017-06-08 |
| 8 | Oberweis Asset Management (Asia) Limited | Rep | Asset management | 2008-04-22 | 2011-07-07 | RO | Asset management | 2011-07-07 | 2012-09-20 |
| 9 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-07-26 | 2018-08-31 | Rep | Asset management | 2018-07-26 | 2018-08-31 | RO | Advising on securities | 2018-08-31 | 2020-02-14 | RO | Asset management | 2018-08-31 | 2020-02-14 |
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