Ke, Tak Lai 紀德禮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-01-08 | 2013-11-11 |
| 2 | CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-01-08 | 2013-11-11 |
| 3 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2011-07-11 | 2012-09-30 |
| 4 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-11-02 | Rep | Dealing in securities | 2018-11-02 | Rep | Advising on futures contracts | 2018-12-19 | Rep | Dealing in futures contracts | 2018-12-19 |
| 5 | TOKAI TOKYO SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2015-08-17 | 2018-10-05 | Rep | Advising on securities | 2018-08-27 | 2018-10-05 |
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