Kwok, Ka Ki (SFC:AXA346) 郭家琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2016-03-24 | 2023-01-06 | RO | Dealing in securities | 2023-01-06 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2011-03-25 | 2014-09-29 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-03-25 | 2014-09-29 | Rep | Advising on securities | 2011-09-27 | 2014-09-29 |
| 4 | Quam Securities Limited | Rep | Dealing in futures contracts | 2014-12-22 | 2016-03-01 | Rep | Dealing in securities | 2014-12-22 | 2016-03-01 |
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