Fu, Ka Ho 傅家豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CARLYON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-09-23 | 2019-11-07 | RO | Asset management | 2019-11-07 | 2021-02-16 |
| 2 | CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2009-01-29 | 2009-07-10 |
| 3 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-09 | 2009-07-10 |
| 4 | China Hong Kong Capital Asset Management Company Limited | Rep | Asset management | 2021-02-17 | 2021-04-01 | RO | Asset management | 2021-04-01 |
| 5 | Evergain Funds Limited | RO | Asset management | 2018-03-28 | 2019-01-07 |
| 6 | FORMAX ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-05-27 | 2017-12-31 |
| 7 | FORMAX SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-27 | 2016-07-28 | Rep | Dealing in futures contracts | 2016-05-27 | 2018-01-01 | RO | Dealing in securities | 2016-07-28 | 2018-01-01 |
| 8 | FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-04-13 | 2016-05-03 |
| 9 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-11-14 | 2013-10-01 |
| 10 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-11-14 | 2013-10-01 | Rep | Dealing in securities | 2013-11-28 | 2016-05-03 | Rep | Advising on securities | 2015-09-23 | 2016-05-03 |
| 11 | Hope Chain Asset Management Co., Limited | RO | Advising on securities | 2019-01-18 | 2019-08-31 | RO | Asset management | 2019-01-18 | 2019-08-31 |
| 12 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-03-26 | 2012-05-15 |
| 13 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-26 | 2012-05-15 |
| 14 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2013-10-09 | 2013-11-20 |
| 15 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-07-20 | 2012-03-05 | Rep | Dealing in securities | 2009-07-20 | 2012-03-05 | Rep | Dealing in futures contracts | 2012-05-23 | 2012-11-02 | Rep | Dealing in securities | 2012-05-23 | 2012-11-02 |
| 16 | Yuanta Securities (Hong Kong) Company Limited | Rep | Dealing in futures contracts | 2012-06-18 | 2012-11-02 | Rep | Dealing in securities | 2012-06-18 | 2012-11-02 |
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