Wong, Ho Ki (SFC:AEV335) 王可琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2012-01-09 | 2015-07-11 | Rep | Dealing in futures contracts | 2017-04-05 | 2019-10-31 |
| 2 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-01-09 | 2015-07-11 | Rep | Dealing in securities | 2017-04-05 | 2019-10-31 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-11-18 | 2022-01-02 |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2019-11-18 | 2022-01-02 |
| 5 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2015-07-13 | 2017-03-27 |
| 6 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-07-13 | 2017-03-27 |
| 7 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-03-08 | |
| 8 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-10 | Rep | Advising on securities | 2004-01-10 | Rep | Asset management | 2004-01-10 | Rep | Dealing in securities | 2006-03-08 |
| 9 | Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-03-08 | 2012-01-01 | Rep | Dealing in securities | 2006-03-08 | 2012-01-01 |
| 10 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2022-01-19 | |
| 11 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2022-01-19 |
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