Sinn, Ringo Pak Ming 冼百明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2005-02-18 | RO | Advising on futures contracts | 2005-03-31 | RO | Advising on securities | 2005-03-31 | RO | Asset management | 2005-03-31 | RO | Dealing in securities | 2005-03-31 |
| 2 | PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED | RO | Advising on securities | 2005-10-31 | 2013-06-21 | RO | Asset management | 2005-10-31 | 2013-06-21 |
| 3 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2005-04-15 | 2005-10-31 | Rep | Dealing in securities | 2005-04-15 | 2005-10-31 | RO | Dealing in securities | 2005-10-31 | 2007-03-01 | RO | Advising on securities | 2005-10-31 | 2007-03-19 | Rep | Dealing in securities | 2007-03-01 | 2007-08-27 | Rep | Advising on securities | 2007-03-19 | 2007-08-27 | RO | Advising on securities | 2007-08-27 | 2013-06-21 | RO | Dealing in securities | 2007-08-27 | 2013-06-21 |
| 4 | PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED | RO | Advising on securities | 2005-10-31 | 2009-01-16 | RO | Asset management | 2005-10-31 | 2009-01-16 |
| 5 | VL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-01-30 | 2021-01-31 |
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