McQueen, Lee Michael
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Automated trading services | 2013-07-18 | 2014-05-02 | Rep | Dealing in futures contracts | 2013-07-18 | 2014-05-02 | Rep | Dealing in securities | 2013-07-18 | 2014-05-02 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in securities | 2019-03-28 | 2020-10-05 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2021-01-05 | |
| 4 | CLSA LIMITED | Rep | Dealing in securities | 2014-08-04 | 2020-10-05 |
| 5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2009-08-12 | 2010-04-29 | Rep | Dealing in securities | 2009-08-12 | 2010-04-29 |
| 6 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2010-08-04 | 2012-12-14 |
| 7 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-10-14 | Rep | Advising on securities | 2003-10-14 | Rep | Asset management | 2003-10-14 | Rep | Dealing in securities | 2004-01-09 | RO | Dealing in securities | 2004-01-09 | 2005-05-10 | Rep | Dealing in futures contracts | 2005-05-10 | 2009-04-04 | Rep | Dealing in securities | 2005-05-10 | 2009-04-04 |
| 8 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2003-10-14 | Rep | Advising on securities | 2003-10-14 | Rep | Asset management | 2003-10-14 | Rep | Dealing in securities | 2004-01-09 | RO | Dealing in securities | 2004-01-09 | 2005-05-10 | Rep | Dealing in securities | 2005-05-10 | 2009-04-04 |
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