Wong, Chun Ho (SFC:AGC864) 王俊豪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2018-11-05 | 2020-08-24 | Rep | Advising on securities | 2018-11-05 | 2020-08-24 | Rep | Dealing in securities | 2018-11-05 | 2020-08-24 | RO | Advising on corporate finance | 2020-08-24 | 2023-01-09 | RO | Advising on securities | 2020-08-24 | 2023-01-09 | RO | Dealing in securities | 2020-08-24 | 2023-01-09 |
| 2 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2005-04-27 | 2013-06-26 | Rep | Advising on securities | 2005-04-27 | 2013-06-26 | RO | Advising on corporate finance | 2013-06-26 | 2018-08-02 | RO | Advising on securities | 2013-06-26 | 2018-08-02 |
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