Lam, Nancy Man Wai 林文慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-05-19 | 2010-06-29 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2006-06-26 | 2010-06-29 | Rep | Automated trading services | 2009-11-26 | 2010-06-29 |
| 3 | China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2012-07-13 | 2020-09-08 |
| 4 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2020-09-25 | 2022-09-22 |
| 5 | SAMSUNG SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-09-29 | 2012-02-03 |
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