Drouet, Frank Gerard Maurice
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-05-29 | Rep | Advising on securities | 2003-05-29 | Rep | Asset management | 2003-05-29 | Rep | Automated trading services | 2003-06-09 | Rep | Dealing in securities | 2003-06-09 | RO | Automated trading services | 2003-06-09 | 2019-02-08 | RO | Dealing in securities | 2003-06-09 | 2019-02-08 | RO | Dealing in futures contracts | 2004-01-30 | 2019-02-08 | RO | Advising on securities | 2010-08-18 | 2019-02-08 | RO | Advising on futures contracts | 2010-11-16 | 2019-02-08 |
| 2 | TCW ASIA LIMITED | RO | Dealing in securities | 2012-10-25 | 2013-03-04 |
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