Martin, Todd Stuart

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CLSA FUTURES LIMITED Rep Advising on futures contracts 2006-07-08 2008-11-13
Rep Dealing in futures contracts 2006-07-08 2008-11-13
2 CLSA LIMITED Rep Advising on securities 2006-07-08 2008-11-13
Rep Dealing in securities 2006-07-08 2008-11-13
3 FOX-PITT, KELTON (ASIA) LIMITED Rep Dealing in securities 2009-01-23 2009-10-16
4 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED Rep Advising on securities 2012-04-30 2012-07-14
Rep Dealing in futures contracts 2012-04-30 2012-07-14
Rep Dealing in securities 2012-04-30 2012-07-14
5 MF Securities Hong Kong Limited Rep Advising on securities 2009-11-27 2010-02-12
6 MIB FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2013-02-21 2013-05-29
7 MIB SECURITIES (HONG KONG) LIMITED Rep Advising on securities 2013-02-21 2013-05-29
Rep Dealing in securities 2013-02-21 2013-05-29
8 Morgan Stanley Asia Limited Rep Automated trading services 2004-07-20 2006-05-13
Rep Dealing in securities 2004-07-20 2006-05-13
Rep Advising on securities 2004-11-29 2006-05-13
9 Morgan Stanley Hong Kong Futures Limited Rep Automated trading services 2004-07-20 2006-05-13
Rep Dealing in futures contracts 2004-07-20 2006-05-13
10 SG SECURITIES (HK) LIMITED Rep Dealing in securities 2010-07-06 2010-09-16
RO Advising on securities 2010-09-16 2011-12-02
RO Dealing in securities 2010-09-16 2011-12-02
RO Advising on futures contracts 2010-11-16 2011-12-02
RO Dealing in futures contracts 2010-11-16 2011-12-02

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