Liu, Wanyun 劉萬雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Asset management | 2009-12-28 | 2010-06-28 |
| 2 | SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2010-12-03 | 2011-01-24 | Rep | Asset management | 2010-12-03 | 2011-01-24 | RO | Advising on securities | 2011-01-24 | 2012-05-12 | RO | Asset management | 2011-01-24 | 2012-05-12 |
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