Liu, Zhihong (SFC:AEC891) 劉志宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | About Capital Management (HK) Co., Limited | Rep | Asset management | 2017-02-07 | 2017-12-01 | Rep | Asset management | 2020-07-02 | 2021-06-01 |
| 2 | Aliantis Capital Limited | Rep | Asset management | 2016-04-26 | 2016-07-08 |
| 3 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-05-15 | 2014-06-17 | RO | Dealing in securities | 2014-06-17 | 2015-12-08 |
| 4 | DTC Investment Management (HK) Limited | Rep | Asset management | 2010-01-27 | 2010-04-01 |
| 5 | GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2013-09-12 | 2013-11-11 | RO | Dealing in securities | 2013-11-11 | 2014-05-01 |
| 6 | LINK CAPITAL ADVISORS LIMITED | RO | Advising on securities | 2007-02-05 | 2009-01-31 |
| 7 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-11-24 | Rep | Advising on securities | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Dealing in securities | 2006-06-01 |
| 8 | Quam Securities Limited | Rep | Advising on securities | 2018-03-12 | 2018-07-26 | Rep | Dealing in securities | 2018-03-12 | 2018-07-26 | Rep | Advising on corporate finance | 2018-07-26 | 2020-03-31 | RO | Advising on securities | 2018-07-26 | 2020-03-31 | RO | Dealing in securities | 2018-07-26 | 2020-03-31 |
| 9 | SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-02 | 2012-08-09 | RO | Dealing in securities | 2012-08-09 | 2013-06-03 |
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