Ridley, Barry Steven
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2018-09-04 | 2022-10-21 |
| 2 | MF Securities Hong Kong Limited | Rep | Advising on securities | 2008-04-24 | 2010-02-26 | Rep | Dealing in securities | 2008-04-24 | 2010-02-26 |
| 3 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2010-06-07 | 2012-01-20 | Rep | Advising on securities | 2010-06-07 | 2012-01-20 | Rep | Asset management | 2010-06-07 | 2012-01-20 |
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