Lim, Irene Siok Cheng 林淑貞
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2013-10-10 | 2014-03-19 |
| 2 | BOCI SECURITIES LIMITED | Rep | Advising on securities | 2013-10-10 | 2014-03-19 | Rep | Dealing in securities | 2013-10-10 | 2014-03-19 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-06-11 | 2014-08-26 | Rep | Dealing in securities | 2014-06-11 | 2014-08-26 | RO | Advising on securities | 2014-08-26 | 2018-05-16 | RO | Dealing in securities | 2014-08-26 | 2018-05-16 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2009-03-27 | 2009-06-26 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-27 | 2009-06-26 |
| 6 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2018-06-29 | 2018-09-12 | Rep | Dealing in securities | 2018-06-29 | 2018-09-12 | RO | Advising on securities | 2018-09-12 | 2021-05-27 | RO | Dealing in securities | 2018-09-12 | 2021-05-27 |
| 7 | StormHarbour Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-03-18 | 2013-08-31 | Rep | Advising on securities | 2010-03-18 | 2013-08-31 | Rep | Dealing in securities | 2010-03-18 | 2013-08-31 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy