Chan, Vincent Kim Ming 陳劍明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AUS Financial Group (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2018-07-04 | 2018-11-28 | RO | Leveraged foreign exchange trading | 2018-11-28 | 2020-10-31 |
| 2 | Blackwell Global Futures Limited | Rep | Dealing in futures contracts | 2021-02-17 | 2021-02-26 | Rep | Dealing in futures contracts | 2023-06-09 |
| 3 | Blackwell Global Securities Limited | Rep | Dealing in securities | 2021-02-17 | 2021-02-26 | Rep | Dealing in securities | 2023-06-09 |
| 4 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2005-01-25 | 2016-12-16 | Rep | Dealing in futures contracts | 2017-01-10 | 2018-03-31 |
| 5 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2005-01-25 | 2016-12-16 | Rep | Leveraged foreign exchange trading | 2017-01-10 | 2018-03-31 |
| 6 | CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-10-18 | 2018-03-31 | Rep | Leveraged foreign exchange trading | 2017-10-18 | 2018-03-31 |
| 7 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-10-18 | 2018-03-31 |
| 8 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2005-01-25 | 2016-12-16 | Rep | Dealing in securities | 2017-01-10 | 2018-03-31 |
| 9 | MAGIC COMPASS SECURITIES LIMITED | Rep | Dealing in securities | 2021-03-12 | 2021-06-30 |
| 10 | SHUN LOONG FOREX COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2005-01-01 | |
| 11 | SHUN LOONG FUTURES LIMITED | Rep | Advising on futures contracts | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Automated trading services | 2004-11-24 | Rep | Dealing in futures contracts | 2005-01-01 |
| 12 | SHUN LOONG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2004-11-24 | Rep | Advising on securities | 2004-11-24 | Rep | Asset management | 2004-11-24 | Rep | Automated trading services | 2004-11-24 | Rep | Dealing in securities | 2005-01-01 |
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