Lam, Yik Fun 林憶芬

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Allianz Global Investors Hong Kong Limited Rep Advising on corporate finance 2003-08-16
Rep Advising on securities 2003-08-16
Rep Asset management 2003-08-16
2 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED Rep Advising on securities 2005-05-06 2006-04-14
Rep Dealing in securities 2005-05-06 2006-04-14
3 CSOP Asset Management Limited Rep Advising on securities 2013-05-13 2015-04-30
Rep Asset management 2013-05-13 2015-04-30
4 E FUND MANAGEMENT (HONG KONG) CO., LIMITED Rep Advising on securities 2015-05-19 2015-09-01
Rep Asset management 2015-05-19 2015-09-01
Rep Dealing in securities 2015-05-19 2015-09-01
RO Advising on securities 2015-09-01 2016-10-07
RO Asset management 2015-09-01 2016-10-07
RO Dealing in securities 2015-09-01 2016-10-07
5 Everbright Securities Investment Services (HK) Limited Rep Dealing in securities 2011-04-26 2011-12-01
6 HSBC Global Asset Management (Hong Kong) Limited Rep Advising on securities 2004-05-18 2005-05-04
Rep Asset management 2004-05-18 2005-05-04
7 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED Rep Dealing in securities 2004-08-27 2005-05-04
8 PineBridge Investments Hong Kong Limited Rep Dealing in securities 2007-11-19 2008-12-31
9 Quam Asset Management Limited (b1983-06-28) Rep Advising on securities 2017-03-31 2018-01-11
Rep Asset management 2017-03-31 2018-01-11
RO Advising on securities 2018-01-11 2018-09-05
RO Asset management 2018-01-11 2018-09-05
10 Quam Securities Limited Rep Dealing in securities 2017-07-24 2018-01-11
RO Dealing in securities 2018-01-11 2018-09-05
11 WM (HK) Limited RO Dealing in securities 2009-04-30 2010-11-30

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