Chan, Chui Ping 陳翠平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ICBC INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-07 | 2010-08-31 |
| 2 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-05-04 | 2010-08-31 |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2012-11-21 | 2016-01-06 | Rep | Dealing in securities | 2017-11-16 | 2021-09-21 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-11-21 | 2016-01-06 | Rep | Dealing in futures contracts | 2017-11-16 | 2021-09-21 |
| 5 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2006-03-20 | 2009-04-24 | Rep | Dealing in futures contracts | 2010-09-17 | 2012-10-09 |
| 6 | Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2004-08-17 | 2009-04-24 | Rep | Dealing in securities | 2010-09-17 | 2012-10-09 |
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