Lok, Wai Nam 駱惠南
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2017-08-15 | 2018-06-03 | Rep | Dealing in securities | 2017-08-15 | 2018-06-03 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-02-13 | 2017-07-31 | Rep | Dealing in securities | 2017-02-13 | 2017-07-31 |
| 3 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2003-11-26 | 2017-02-12 |
| 4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2003-09-22 | Rep | Advising on securities | 2003-09-22 | Rep | Asset management | 2003-09-22 | Rep | Dealing in securities | 2017-02-12 |
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