Bal, Jaj Singh
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2016-08-22 | 2017-10-17 |
| 2 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2015-03-17 | 2015-03-21 | Rep | Advising on securities | 2015-06-18 | 2016-04-15 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-11-20 | 2012-03-01 |
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