Truelove, Keith Alan
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2013-09-16 | 2015-10-31 | Rep | Dealing in securities | 2013-09-16 | 2015-10-31 |
| 2 | SMBC Nikko Securities (Hong Kong) Limited | Rep | Advising on securities | 2016-02-23 | 2017-11-16 | Rep | Dealing in securities | 2016-02-23 | 2017-11-16 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2010-11-10 | 2013-05-02 | Rep | Dealing in securities | 2010-11-10 | 2013-05-02 | Rep | Dealing in securities | 2018-01-15 | 2018-01-19 | Rep | Dealing in securities | 2018-03-08 | 2018-03-28 | Rep | Dealing in securities | 2018-04-06 | 2018-04-10 | Rep | Dealing in securities | 2018-08-23 | 2018-08-29 | Rep | Dealing in securities | 2018-10-29 | 2018-11-02 | Rep | Dealing in securities | 2018-12-06 | 2018-12-14 | Rep | Dealing in securities | 2019-03-25 | 2019-03-30 | Rep | Dealing in securities | 2019-06-13 | 2019-06-19 | Rep | Dealing in securities | 2019-08-22 | 2019-08-28 | Rep | Dealing in securities | 2019-10-17 | 2019-10-25 | Rep | Dealing in securities | 2020-01-06 | 2020-01-09 | Rep | Dealing in securities | 2023-03-10 | 2023-03-22 | Rep | Dealing in securities | 2023-08-25 | 2023-09-01 |
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