Lui, David 雷昌年
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Asset management | 2007-05-04 | 2011-04-16 |
| 2 | GUOTAI JUNAN CAPITAL LIMITED | RO | Advising on corporate finance | 2007-10-08 | |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | 2004-03-30 | Rep | Dealing in securities | 2004-04-06 | 2011-04-16 |
| 4 | VMS Securities Limited | Rep | Asset management | 2011-05-04 | 2015-01-02 | Rep | Dealing in securities | 2011-05-04 | 2015-01-02 | RO | Advising on corporate finance | 2012-05-10 | 2015-01-02 |
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