Lau, Kenneth Pan 劉斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2019-05-23 | 2021-07-31 | Rep | Asset management | 2019-05-23 | 2021-07-31 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2005-01-28 | Rep | Advising on corporate finance | 2005-03-21 | Rep | Automated trading services | 2005-03-21 | Rep | Dealing in securities | 2005-03-21 | Rep | Advising on securities | 2005-05-18 |
| 3 | Samsung Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2012-10-12 | 2019-05-16 | Rep | Asset management | 2012-10-12 | 2019-05-16 |
| 4 | Sumitomo Mitsui DS Asset Management (Hong Kong) Limited | Rep | Asset management | 2005-08-01 | 2012-09-24 | Rep | Advising on securities | 2007-05-08 | 2012-09-24 | Rep | Dealing in securities | 2007-05-08 | 2012-09-24 |
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