Lui, Paul Ho Ming 呂浩明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ALTUS CAPITAL LIMITED | Rep | Advising on corporate finance | 2023-08-07 | 2023-09-06 | RO | Advising on corporate finance | 2023-09-06 |
| 2 | ASIAN CAPITAL LIMITED | RO | Advising on corporate finance | 2020-04-03 | 2021-07-31 | Rep | Dealing in securities | 2020-09-01 | 2021-07-31 |
| 3 | NEW SPRING CAPITAL LIMITED | RO | Advising on corporate finance | 2011-06-17 | 2020-07-07 |
| 4 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2010-12-31 | RO | Advising on securities | 2006-09-12 | 2010-12-31 | RO | Dealing in securities | 2006-09-12 | 2010-12-31 |
| 5 | Yue Xiu Capital Limited | Rep | Advising on corporate finance | 2021-10-04 | 2021-12-07 | RO | Advising on corporate finance | 2021-12-07 | 2023-03-31 |
| 6 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2021-10-04 | 2023-03-31 |
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