Stuart, Shane Vivian Julian
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WELLCHAMP CAPITAL LIMITED | Rep | Advising on corporate finance | 2005-02-23 | Rep | Advising on securities | 2005-03-22 | Rep | Asset management | 2005-03-22 | RO | Asset management | 2005-03-22 | 2005-12-22 | RO | Advising on securities | 2005-03-22 | 2007-07-31 | RO | Asset management | 2006-06-30 | 2007-07-31 | RO | Asset management | 2011-09-20 |
| 2 | WHARTON INVESTMENT ADVISORS LIMITED | Rep | Advising on securities | 2007-09-21 | 2007-10-10 | Rep | Asset management | 2007-09-21 | 2007-10-10 | RO | Advising on securities | 2007-10-10 | 2009-03-31 | RO | Asset management | 2007-10-10 | 2009-03-31 |
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