Wong, Cheung Kwan 王長坤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABCI CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-05-16 | 2018-08-20 | Rep | Dealing in securities | 2017-05-16 | 2018-08-20 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2018-09-17 | 2018-09-21 |
| 3 | CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED | Rep | Advising on corporate finance | 2018-10-22 | 2021-02-24 | Rep | Dealing in securities | 2018-12-03 | 2021-02-24 | Rep | Advising on securities | 2019-06-03 | 2021-02-24 |
| 4 | CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2024-01-23 | Rep | Dealing in securities | 2024-01-23 |
| 5 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2024-01-23 | |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2021-06-08 | 2023-08-08 | Rep | Advising on securities | 2021-06-08 | 2023-08-08 | Rep | Dealing in securities | 2021-06-08 | 2023-08-08 |
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